Some customers receive electronic confirmations via Dielegory Trust Company or other institutional delivery systems rather than paper confirmations of each transaction. You should be aware that all obligations and statements contained on these paper confirmations continue to apply to any electronically processed confirmation, including: the 2014/65/EU Financial Instruments Markets Directive (“MiFID II”) and the Financial Conduct Authority (“FCA”) require that certain statements be provided by customers of companies subject to uk regulation. In accordance with these MiFID II and FCA requirements, see below the guidelines applicable to the Toronto-Dominion Bank – London Branch, TD Bank Europe Limited and TD Securities Limited: risks and investment declarations in IPOs and new issuance securities. Risks and information provided by the Commodity Futures Trading Commission. Employer agreement in addition to the IRA`s request for the provision of contributions for eligible workers in a simplified pension (SEP). Read the disclosure on electronic order trading and routing systems and forex risks. To assist the government in combating the financing of terrorism and money laundering, federal law requires TD Securities (USA) LLC (“TD Securities USA”) to recover, verify and record information identifying anyone who opens an account. When you open an account, we will ask for the last name, address, tax identification number, date of birth (if any) and other information, including certain identification documents, that will allow us to identify you. We may also request that certain information about you be obtained or verified by third parties. Failure to comply with such requirements may result in an account or work relationship not being established or terminated. E-mail communication, including the information it provides, is intended only for the use of the recipient and is confidential.
If you are not a recipient or a person responsible for transmitting the message to a recipient, any verification, disclosure, paper conversion, dissemination, reproduction or use of part of this communication is strictly prohibited, as is any action taken or omission of any action by trusting that communication. If you receive a message by mistake or without permission, please notify us immediately by email or any other means and permanently delete all communication from any computer, hard drive or other storage medium.